For the beginner: Being clever without the risk

 

Please note this article is written to refer to South African investment products. The concepts are however relevant to all economies

 

The beginner investor can be flooded by terminology, baffled by the range of financial instruments, swamped in fundamental analysis exercises and confused by technical analysis and market movements.

 

Can a beginner-investor then enter the market without getting stuck in the gold mines he will later learn to exploit? If it is possible, how can the beginner-investor tap into these opportunities?

 

Before we explain such opportunities, let us summarize the basic requirements a beginner investor will have:

 

-        Limited risk

o      Whatever your skill lever, always be sure to protect your own capital. See each rand or dollar as an employee that may never leave your “company”

-        Maximum profits

o      Cash in the bank is the easy option but could be as low or even lower than inflation. There are investment options that allow much better profits with a negligible risk increase.

-        Easy-to-use financial instruments or market entry

o      As a beginner investor you do not need to understand the complexities of warrants and what terms such as “delta” and “cover” mean. You want to be able to use the instrument, get into the market, and start getting gains.

-        Easy decision making considerations

o      A beginner investment does not have the skill or frame of reference yet to make education decisions about a single company. Instead, the decision making process for a beginner-investor should be simple enough to understand; comprehension leads to intelligent decisions.

-        Limited values.

o      The beginner investor often does not have millions to split over  multiple shares. He can afford putting a sum of money into one or two shares, but can’t spread it over 10, 20 or 40 companies. The transaction costs to buy into 40 companies with R50000 would be much higher than buying into 3 or 4 shares with the same R50000.

 

 

So what are my options? This article will focus on Exchange Traded Funds as answer to the beginner-investors quest for investment opportunities available to him or her. As an example, we will use SATRIX TOP 40.

 

These investments follow the movement of the index. In the top 40 example, you would “own” and earn the same percentages from owning Satrix top 40 shares than you would have from owning the shares within the index. I added “own” in brackets, because you never really own the underlying shares. The shares are actually held in a trust managed by Satrix managers (Pty) Ltd.

 

Satrix 40 offers you the benefit of investing a relatively small amount yet spread it over the top 40 shares, without having the transaction costs of multiple purchases of multiple shares.

 

It offers the opportunity to spread risk over 40 of the biggest and best companies within the country. Therefore your rewards will be linked to the performance of the top 40 companies, and you are risk protected since all your eggs won’t be in one basket.

 

You are able to make decisions by analyzing a single “share’s” trend, instead of having to sit with the overheads of studying all 40 individual shares.

 

Satrix currently offers three such exchange traded funds:

 

-        Top 40 (Top 40 listed companies index)

-        Indi 25 (top 25 listed industrial companies index)

-        Fini15 (Top 15 listed financial companies index)

 

When you own one of these exchange traded funds, you are also liable to receive dividends. Satrix pays these dividends quarterly. The amounts paid out will be all the dividends and interest which accrued within the trust, less the costs incurred on managing the trusts assets. You will therefore get an income and not only capital gains on your Satrix shares.

 

You can learn more about the Satrix instruments on www.satrix.co.za